Capital markets regulatory reporting associate analyst
DublinFidelity Investments
...to send significant amounts of detailed trading data to various governmental and industry regulators such as FINRA, the SEC and MSRB. The regulators use this information to monitor brokers, and their customers for front running, insider trading and other illegal trading behaviors. Working with Trading Managers, Operations [...]
Category Banking, Insurance, Finance & Accountancy / Sector Administration and Secretariat