Senior compliance governance & operations analyst
DublinTD Bank
...as FINRA Certified Compliance Officer Program* Basic knowledge of Equities is required* L9 - 3 to 5 years of experience in surveillance of Equities, Options and Futures preferred* Surveillance experience at peer firm or regulator is preferred* Knowledge of the US markets and regulations, particularly in relation to Equities, [...]
Category Banking, Insurance, Finance & Accountancy