Dir, p4, framework / core functions : job level - director
DublinMorgan Stanley
...Annual Compliance Training, Bad Actors Verification etc.) Coordinate with MSIM Regional Compliance teams to obtain the MSIM and Affiliates sub-advised lists, update quarterly exhibits and related communications prior to completing CSOD tickets. Review and follow-up, as applicable, with employees regarding disclosures submitted. [...]
Category Management & Consulting
24 days ago in Experteer