Compliance analyst
DublinMillennium Management
...a Registered Investment Adviser (RIA) or Broker-Dealer is preferred. Strong understanding of regulatory and self-regulatory agencies (e.g., Central Bank of Ireland, FCA, SEC, CFTC, MAS) and familiarity with key regulations such as the Investment Advisers Act of 1940, Securities Act of 1933, and Financial Services and Markets [...]
Category Banking, Insurance, Finance & Accountancy / Sector Administration and Secretariat
4 days ago in Experteer