Capital markets regulatory reporting associate analyst
DublinFidelity Investments
...amounts of detailed trading data to various governmental and industry regulators such as FINRA, the SEC and MSRB. The regulators use this information to monitor brokers, and their customers for front running, insider trading and other illegal trading behaviors. Working with Trading Managers, Operations Staff, Compliance and [...]
Category Banking, Insurance, Finance & Accountancy / Sector Administration and Secretariat